Company-supplied regulatory information and the controls governing access to Hedge & Sachs services and materials.
LICENSED ENTITY
Hedge and Sachs Financial Consultations L.L.C.
Fifth Category: Arrangement and Advice · Financial Consultations only
REGULATORY LICENCE NUMBER
20200000341
VALID UNTIL
31 December 2026
COMMERCIAL LICENCE NUMBER
989102
01
Regulatory status
Hedge and Sachs Financial Consultations L.L.C. is licensed under a certificate issued by the UAE Securities & Commodities Authority (now the UAE Capital Market Authority), in the Fifth Category: Arrangement and Advice, for Financial Consultations only. Regulatory Licence No. 20200000341 was issued on 15 October 2025 and is valid until 31 December 2026.
02
Authorised activities
The firm performs only those activities stated in the applicable licence and regulatory certificate. Copies and activity-specific confirmations may be requested from Compliance before engagement.
03
Investor classification and eligibility
Access to opportunities is limited by jurisdiction and may require professional, accredited or otherwise eligible investor classification, suitability assessment and internal approval.
04
KYC, AML, sanctions and PEP screening
Investor access is subject to identity verification, beneficial-ownership checks, AML review, sanctions and politically exposed person screening, and source-of-funds information where required.
05
Privacy and data retention
Personal data is processed for regulatory, contractual and legitimate business purposes with access controls, retention limits and auditable handling procedures.
06
Complaints procedure
Complaints should be submitted through the official contact channel with the investor name, relevant engagement and supporting information. Receipt, investigation and outcome are recorded by Compliance.
07
Jurisdictional restrictions
Cross-border marketing and opportunity access are controlled according to visitor jurisdiction, investor status and any additional local authorisation requirements. Restricted visitors must not rely on or act upon opportunity information.
Mandatory risk disclosures
Nothing on this website constitutes an offer, solicitation, recommendation or invitation to invest in any jurisdiction where such activity is prohibited or requires additional authorisation.
Access to investment opportunities and confidential materials is limited to eligible investors and remains subject to investor classification, KYC, AML, sanctions screening, suitability assessment and Hedge & Sachs internal compliance approval.
Past performance is not indicative of future results. The value of investments may rise or fall. Capital is at risk and returns are not guaranteed.